Claire Louise Wallace

• British International Investment Plc (no longer approved here)

  FRN 195649

  • SMF16 Compliance Oversight (14 May 2025 to 22 Aug 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (14 May 2025 to 22 Aug 2025)
• Legal & General (Unit Trust Managers) Limited (no longer approved here)

  FRN 119273

  • SMF16 Compliance Oversight (20 Jan 2020 to 28 Feb 2020)
• Legal and General Assurance (Pensions Management) Limited (no longer approved here)

  FRN 202202

  • SMF16 Compliance Oversight (20 Jan 2020 to 28 Feb 2020)
  • SMF4 Chief Risk (27 Aug 2019 to 28 Feb 2020)
• LGIM Real Assets (Operator) Limited (no longer approved here)

  FRN 447041

  • SMF16 Compliance Oversight (20 Jan 2020 to 28 Feb 2020)
  • CF28 Systems and controls (27 Aug 2019 to 8 Dec 2019)
• LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

  FRN 119272

  • SMF4 Chief Risk (9 Dec 2019 to 28 Feb 2020)
  • CF28 Systems and controls (27 Aug 2019 to 8 Dec 2019)
• BNY Mellon Investment Management EMEA Limited (no longer approved here)

  FRN 119196

  • CF10 Compliance Oversight (9 Feb 2012 to 28 Dec 2012)
• BNY Mellon Fund Managers Limited (no longer approved here)

  FRN 122007

  • CF10 Compliance Oversight (9 Feb 2012 to 28 Dec 2012)

No changes recorded yet.