HILARY Lopez

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Goldman Sachs Asset Management International
FRN 147212
- SMF18 Other Overall Responsibility (since 8 Oct 2021)
- [FCA CF] Client dealing (since 14 Jul 2021)
BNY Mellon Investment Management EMEA Limited (no longer approved here)
FRN 119196
- [FCA CF] Manager of certification employee (27 Nov 2020 to 22 Mar 2021)
- [FCA CF] Material risk taker (27 Nov 2020 to 22 Mar 2021)
BNY Mellon Fund Managers Limited (no longer approved here)
FRN 122007
- SMF3 Executive Director (9 Dec 2019 to 22 Mar 2021)
- CF1 Director (18 Feb 2016 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.