Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 23 Feb 2026)
    • SMF1 Chief Executive (1 Dec 2022 to 23 Feb 2026)
    • SMF3 Executive Director (9 Dec 2019 to 23 Feb 2026)
    • CF1 Director (11 Jun 2019 to 8 Dec 2019)
    • SMF18 Other Overall Responsibility (since 23 Feb 2026)
  • BNY Mellon Fund Managers Limited (no longer approved here)

    FRN 122007

    • Director of firm who is not a certification employee or a SMF manager (1 Feb 2023 to 9 Feb 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Feb 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2023)
    • CF3 Chief Executive (12 Jul 2019 to 8 Dec 2019)
    • CF1 Director (11 Feb 2019 to 8 Dec 2019)
  • PRO CAPITAL LIMITED (no longer approved here)

    FRN 164384

    • CF21 Investment Adviser (17 Nov 2004 to 10 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.