PRO CAPITAL LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Anthony Weichhart
IRN AWW01033
- CF21 Investment Adviser (1 Dec 2001 to 21 Oct 2004)
Arup Kumar Ganguly
IRN AKG01007
- CF21 Investment Adviser (26 Feb 2002 to 2 Sep 2003)
Christopher Kenneth Simon
IRN CKS01008
- CF21 Investment Adviser (23 Apr 2002 to 29 Jul 2004)
Cosimo Argentieri
IRN CXA01228
- CF21 Investment Adviser (6 Jul 2005 to 30 May 2007)
Douglas Ivan Lambourne
IRN DIL01005
- CF21 Investment Adviser (30 Jan 2006 to 24 Mar 2006)
Elfihry El Fassy
IRN EXE01046
- CF21 Investment Adviser (8 Sep 2003 to 8 Sep 2003)
Eric Hestenes
IRN EXH01150
- CF21 Investment Adviser (6 Oct 2003 to 29 Oct 2004)
Gerald Rehn
IRN GXR01273
- CF21 Investment Adviser (17 Nov 2004 to 10 Dec 2004)
Jan Souleyman
IRN JXS01513
- CF21 Investment Adviser (7 Nov 2005 to 14 Feb 2006)
Jason Richard Funk
IRN JRF01075
- CF21 Investment Adviser (20 Mar 2006 to 18 Apr 2007)

Smaller firms operating under this firm's FCA authorisation.

Pro Capital L (no longer appointed)
FRN 400239 · Appointed 21 Apr 2004 · Until 28 Mar 2017

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.