Arup Kumar Ganguly

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sun Global Investments Limited (no longer approved here)

    FRN 474277

    • [FCA CF] Client dealing (19 Oct 2022 to 30 Nov 2023)
  • MAKOR SECURITIES LONDON LTD (no longer approved here)

    FRN 625054

    • [FCA CF] Client dealing (7 Mar 2022 to 30 Sep 2022)
  • Maystone Capital Limited (no longer approved here)

    FRN 758412

    • [FCA CF] Manager of certification employee (27 Jan 2020 to 13 Apr 2021)
    • Appointed representative dealing with clients for which they require qualification (27 Jan 2020 to 13 Apr 2021)
    • [FCA CF] Client dealing (27 Jan 2020 to 13 Apr 2021)
    • CF30 Customer (12 Apr 2019 to 8 Dec 2019)
  • KNG Securities LLP (no longer approved here)

    FRN 402459

    • CF30 Customer (1 Nov 2007 to 8 Sep 2017)
    • CF11 Money Laundering Reporting (4 Nov 2004 to 8 Sep 2017)
    • CF4 Partner (4 Nov 2004 to 8 Sep 2017)
    • CF21 Investment Adviser (4 Nov 2004 to 31 Oct 2007)
  • ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)

    FRN 400059

    • CF26 Customer Trading (30 Jun 2004 to 31 Aug 2005)
  • PRO CAPITAL LIMITED (no longer approved here)

    FRN 164384

    • CF21 Investment Adviser (26 Feb 2002 to 2 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.