KNG Securities LLP

• Principal Place of Business

  Tower 42, Floor 12A

  25, Old Broad Street

  London

  EC2N 1HN

  UNITED KINGDOM

  Phone

  +4402074262610

  Web

  https://www.kngsecurities.com

• Complaints Contact

  Tower 42, Floor 12A

  25, Old Broad Street

  London

  EC2N 1HN

  UNITED KINGDOM

  Phone

  +4402074262610

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . ARP Holding Limited

  IRN XXA01311

  • CF4 Partner (AR) (23 Feb 2016 to 23 Sep 2016)
• Agustin Emil Hochschild

  IRN AEH01035

  • CF30 Customer (27 Mar 2014 to 4 Feb 2016)
• Alan Anthony Pierce

  IRN ATP01012

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (11 Nov 2019 to 8 Dec 2019)
• Alessandro Vargiu

  IRN AXV01059

  • CF30 Customer (1 Mar 2012 to 20 Mar 2014)
• Amanda Edwards

  IRN AXE01526

  • CF30 Customer (9 Dec 2014 to 20 Feb 2015)
• Andrea Figallo

  IRN AXF01898

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (7 Apr 2015 to 8 Dec 2019)
• Andrea Podesta

  IRN AXP01250

  • [FCA CF] Material risk taker (since 9 Apr 2025)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (AR) (since 25 Jan 2016)
  • CF10 Compliance Oversight (24 Sep 2012 to 8 Dec 2019)
  • CF4 Partner (13 Jun 2012 to 8 Dec 2019)
  • CF30 Customer (27 Feb 2012 to 8 Dec 2019)
• Andrew Lee

  IRN AXL00657

  • [FCA CF] Client dealing (6 Mar 2024 to 30 Sep 2024)
• Andrew Turner

  IRN AAT01011

  • [FCA CF] Material risk taker (since 11 Mar 2026)
  • [FCA CF] Client dealing (since 11 Mar 2026)
• Anthony Weichhart

  IRN AWW01033

  • CF30 Customer (1 Nov 2007 to 28 Feb 2011)
  • CF21 Investment Adviser (3 Dec 2004 to 31 Oct 2007)

• KNG Securities Fixed Income LLP (no longer appointed)

  FRN 728155 · Appointed 7 Dec 2015 · Until 4 Oct 2016

• Corsair Capital Partners Ltd (no longer appointed)

  FRN 627457 · Appointed 4 Jul 2014 · Until 29 Jun 2015 · Tied agent

No changes recorded yet.