Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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KNG Securities LLP
FRN 402459
- [FCA CF] Material risk taker (since 9 Apr 2025)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF4 Partner (AR) (since 25 Jan 2016)
- CF10 Compliance Oversight (24 Sep 2012 to 8 Dec 2019)
- CF4 Partner (13 Jun 2012 to 8 Dec 2019)
- CF30 Customer (27 Feb 2012 to 8 Dec 2019)
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- SMF27 Partner (9 Dec 2019 to 21 Oct 2020)
- CF30 Customer (14 Sep 2016 to 8 Dec 2019)
- CF4 Partner (14 Sep 2016 to 8 Dec 2019)
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- CF30 Customer (16 Jan 2009 to 4 Oct 2010)
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- CF21 Investment Adviser (1 Dec 2001 to 25 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.