Alan Anthony Pierce

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KNG Securities LLP

    FRN 402459

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (11 Nov 2019 to 8 Dec 2019)
  • Imperial Capital (International) LLP (no longer approved here)

    FRN 581374

    • CF30 Customer (15 Aug 2013 to 22 May 2018)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 12 Dec 2008)
    • CF21 Investment Adviser (8 Sep 2004 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 12 Dec 2008)
    • CF21 Investment Adviser (4 Dec 2004 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 5 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.