KNG Securities LLP

• Principal Place of Business

  Tower 42, Floor 12A

  25, Old Broad Street

  London

  EC2N 1HN

  UNITED KINGDOM

  Phone

  +4402074262610

  Web

  https://www.kngsecurities.com

• Complaints Contact

  Tower 42, Floor 12A

  25, Old Broad Street

  London

  EC2N 1HN

  UNITED KINGDOM

  Phone

  +4402074262610

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Antonio La Marca

  IRN AXL02071

  • CF30 Customer (5 Jun 2015 to 11 Dec 2018)
• Armando La Morgia

  IRN AXL01385

  • CF4 Partner (15 Jan 2013 to 15 May 2013)
  • CF30 Customer (15 Jan 2013 to 15 May 2013)
• Arup Kumar Ganguly

  IRN AKG01007

  • CF30 Customer (1 Nov 2007 to 8 Sep 2017)
  • CF4 Partner (4 Nov 2004 to 8 Sep 2017)
  • CF21 Investment Adviser (4 Nov 2004 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (4 Nov 2004 to 8 Sep 2017)
• Bruno Gennari

  IRN BXG00243

  • [FCA CF] Client dealing (since 21 Feb 2024)
• CIRO ANTONIO DA CUNHA FERRAZ FILHO

  IRN CAD01128

  • [FCA CF] Client dealing (20 Jul 2020 to 21 Feb 2023)
• Cedric Benoit van Kerrebroeck

  IRN CBV01003

  • CF30 Customer (12 Feb 2013 to 30 Aug 2013)
  • CF4 Partner (12 Feb 2013 to 30 Aug 2013)
• Christian Bernard Philippe Laloe

  IRN CBL01010

  • [FCA CF] Client dealing (15 Apr 2023 to 6 Jun 2024)
• Clive Anthony Smith

  IRN CAS01078

  • CF30 Customer (12 Nov 2014 to 11 Sep 2019)
• Dave Marcelo Soares De Oliveira

  IRN DXO01128

  • CF30 Customer (30 Apr 2012 to 26 Jan 2016)
• David Henry Cecil Floyd

  IRN DHF01010

  • [FCA CF] Client dealing (since 3 Feb 2022)
  • CF30 Customer (1 May 2013 to 8 Dec 2019)

• KNG Securities Fixed Income LLP (no longer appointed)

  FRN 728155 · Appointed 7 Dec 2015 · Until 4 Oct 2016

• Corsair Capital Partners Ltd (no longer appointed)

  FRN 627457 · Appointed 4 Jul 2014 · Until 29 Jun 2015 · Tied agent

No changes recorded yet.