Dave Marcelo Soares De Oliveira

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KNG Securities LLP (no longer approved here)
FRN 402459
- CF30 Customer (30 Apr 2012 to 26 Jan 2016)
Terium LLP (no longer approved here)
FRN 499087
- CF30 Customer (30 Nov 2011 to 16 Apr 2012)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (16 Jul 2008 to 25 Sep 2008)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF21 Investment Adviser (24 Aug 2004 to 30 Sep 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.