Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KNG Securities LLP (no longer approved here)

    FRN 402459

    • [FCA CF] Client dealing (15 Apr 2023 to 6 Jun 2024)
  • Argo Capital Management Limited (no longer approved here)

    FRN 195997

    • CF30 Customer (1 Nov 2007 to 27 Jul 2009)
    • CF21 Investment Adviser (11 May 2006 to 31 Oct 2007)
    • CF27 Investment Management (11 May 2006 to 31 Oct 2007)
  • BB SECURITIES LIMITED (no longer approved here)

    FRN 170479

    • CF26 Customer Trading (1 Dec 2001 to 2 Aug 2002)
    • CF27 Investment Management (1 Dec 2001 to 2 Aug 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 2 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.