Argo Capital Management Limited

• Principal Place of Business

  2ND FLOOR, 24-25 NEW BOND STREET

  LONDON

  W1S 2RR

  UNITED KINGDOM

  Phone

  +4402070167660

  Web

  https://www.argogrouplimited.com

• Complaints Contact

  2ND FLOOR, 24-25 NEW BOND STREET

  LONDON

  W1S 2RR

  UNITED KINGDOM

  Phone

  +4402070167660

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to repurchase agreement activities and in carrying on these activities to the securities, "government and public security", "certificate representing certain security", and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Aelita Arampova

  IRN AXA01441

  • CF1 Director (26 May 2005 to 1 Aug 2007)
  • CF11 Money Laundering Reporting (26 May 2005 to 1 Aug 2007)
  • CF10 Compliance Oversight (26 May 2005 to 1 Aug 2007)
  • CF21 Investment Adviser (21 Oct 2003 to 1 Aug 2007)
  • CF27 Investment Management (21 Oct 2003 to 1 Aug 2007)
  • CF22 Investment Adviser (Trainee) (15 Apr 2003 to 21 Oct 2003)
• Alexandrino Barboza De Alencar

  IRN ABA01005

  • CF27 Investment Management (20 Jan 2003 to 30 Sep 2004)
• Andreas Rialas

  IRN AXR01212

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (19 Dec 2005 to 31 Oct 2007)
  • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
• Christian Bernard Philippe Laloe

  IRN CBL01010

  • CF30 Customer (1 Nov 2007 to 27 Jul 2009)
  • CF21 Investment Adviser (11 May 2006 to 31 Oct 2007)
  • CF27 Investment Management (11 May 2006 to 31 Oct 2007)
• Darren Sisk

  IRN DXS01916

  • CF2 Non Executive Director (22 Oct 2007 to 24 Dec 2007)
• Demetris Efstathiou

  IRN DXE01126

  • CF30 Customer (14 Jan 2008 to 22 Oct 2009)
• Dennis Selinas

  IRN DXS01351

  • CF21 Investment Adviser (10 Dec 2002 to 1 May 2005)
• Dmitri Shemetilo

  IRN DIC01008

  • CF30 Customer (1 Nov 2007 to 7 Aug 2009)
  • CF21 Investment Adviser (22 May 2007 to 31 Oct 2007)
• Elliott Preater

  IRN EXP01433

  • CF30 Customer (5 Apr 2018 to 31 Oct 2018)
• Gareth Johnson

  IRN GXJ01104

  • CF27 Investment Management (10 Mar 2003 to 22 Dec 2003)
  • CF21 Investment Adviser (10 Mar 2003 to 22 Dec 2003)

No changes recorded yet.