Argo Capital Management Limited

• Principal Place of Business

  2ND FLOOR, 24-25 NEW BOND STREET

  LONDON

  W1S 2RR

  UNITED KINGDOM

  Phone

  +4402070167660

  Web

  https://www.argogrouplimited.com

• Complaints Contact

  2ND FLOOR, 24-25 NEW BOND STREET

  LONDON

  W1S 2RR

  UNITED KINGDOM

  Phone

  +4402070167660

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to repurchase agreement activities and in carrying on these activities to the securities, "government and public security", "certificate representing certain security", and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Gary Edwin Cressman

  IRN GEC01023

  • CF1 Director (1 Dec 2001 to 11 May 2005)
  • CF27 Investment Management (1 Dec 2001 to 11 May 2005)
  • CF13 Finance (1 Dec 2001 to 11 May 2005)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 11 May 2005)
  • CF10 Compliance Oversight (1 Dec 2001 to 11 May 2005)
• Ian Douglas McCall

  IRN IDM01058

  • CF30 Customer (1 Nov 2007 to 31 Aug 2011)
  • CF21 Investment Adviser (20 Apr 2007 to 31 Oct 2007)
  • CF27 Investment Management (20 Apr 2007 to 31 Oct 2007)
• Jeremy Simon Bradshaw

  IRN JSB01201

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (26 Jul 2010 to 8 Dec 2019)
• Jose Buera Cienfuegos-Jovellanos

  IRN JXB01618

  • CF21 Investment Adviser (11 May 2005 to 1 Jun 2007)
  • CF27 Investment Management (11 May 2005 to 1 Jun 2007)
• Karis Malik

  IRN KXM01760

  • CF30 Customer (15 Dec 2016 to 14 Sep 2017)
• Kerry William Martin

  IRN KWM01011

  • CF21 Investment Adviser (13 May 2002 to 31 Jul 2002)
• Kyriakos Ulysses Karageorgis

  IRN KUK01002

  • CF27 Investment Management (1 Dec 2001 to 31 Aug 2002)
• Marcelo Cristian Saez

  IRN MCS01097

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (12 Apr 2011 to 8 Dec 2019)
• Mark Patrick Slater

  IRN MPS01106

  • CF21 Investment Adviser (13 May 2005 to 22 Jun 2007)
  • CF27 Investment Management (13 May 2005 to 22 Jun 2007)
• Matias Ezequiel Vammalle

  IRN MXV01313

  • CF30 Customer (12 Jan 2017 to 19 Oct 2019)

No changes recorded yet.