Argo Capital Management Limited

• Principal Place of Business

  2ND FLOOR, 24-25 NEW BOND STREET

  LONDON

  W1S 2RR

  UNITED KINGDOM

  Phone

  +4402070167660

  Web

  https://www.argogrouplimited.com

• Complaints Contact

  2ND FLOOR, 24-25 NEW BOND STREET

  LONDON

  W1S 2RR

  UNITED KINGDOM

  Phone

  +4402070167660

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to repurchase agreement activities and in carrying on these activities to the securities, "government and public security", "certificate representing certain security", and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mihail Jivkov

  IRN MXJ01562

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (15 Sep 2014 to 8 Dec 2019)
• Mogens Schmidt

  IRN MXS01688

  • CF30 Customer (1 Nov 2007 to 11 Apr 2014)
  • CF21 Investment Adviser (26 Oct 2007 to 31 Oct 2007)
• Nicholas Charles Corby

  IRN NCC01023

  • CF13 Finance (6 Jun 2005 to 8 Mar 2007)
  • CF27 Investment Management (6 Jun 2005 to 8 Mar 2007)
  • CF1 Director (6 Jun 2005 to 8 Mar 2007)
  • CF21 Investment Adviser (27 Feb 2004 to 8 Mar 2007)
• Perry Christopher Wilson

  IRN PCW01036

  • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
  • CF1 Director (14 Sep 2007 to 31 Mar 2010)
  • CF27 Investment Management (10 Oct 2003 to 31 Oct 2007)
  • CF21 Investment Adviser (10 Oct 2003 to 31 Oct 2007)
• Rajiv Dutta

  IRN RXD01478

  • CF30 Customer (26 Apr 2016 to 12 Jun 2017)
• Renato Vercesi

  IRN RXV01131

  • CF30 Customer (30 Jan 2008 to 2 Oct 2008)
• Robert Brendan Hawcroft

  IRN RBH01042

  • [FCA CF] Client dealing (since 9 Dec 2020)
• Samuel Rothwell

  IRN SXR02654

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (5 Apr 2018 to 8 Dec 2019)
• Siarhei Balshakou

  IRN SXB01991

  • CF30 Customer (5 Sep 2008 to 30 Sep 2011)
• Stephen Jon Elgie

  IRN SJE01105

  • [FCA CF] Client dealing (since 2 Oct 2023)

No changes recorded yet.