Nicholas Charles Corby

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Anca Capital Partners Ltd

    FRN 599233

    • SMF16 Compliance Oversight (since 16 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Mar 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (10 Sep 2013 to 8 Dec 2019)
    • CF30 Customer (10 Sep 2013 to 8 Dec 2019)
  • Argo Capital Management Limited (no longer approved here)

    FRN 195997

    • CF1 Director (6 Jun 2005 to 8 Mar 2007)
    • CF13 Finance (6 Jun 2005 to 8 Mar 2007)
    • CF27 Investment Management (6 Jun 2005 to 8 Mar 2007)
    • CF21 Investment Adviser (27 Feb 2004 to 8 Mar 2007)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF21 Investment Adviser (1 Dec 2001 to 9 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.