Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Client dealing (18 Sep 2020 to 1 Dec 2021)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (2 Jul 2019 to 2 May 2020)
    • [FCA CF] Client dealing (4 Dec 2017 to 2 May 2020)
    • CF30 Customer (1 Nov 2007 to 12 Jun 2012)
    • CF21 Investment Adviser (12 Sep 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (2 Jul 2019 to 2 May 2020)
    • [FCA CF] Client dealing (4 Dec 2017 to 2 May 2020)
    • CF30 Customer (1 Nov 2007 to 12 Jun 2012)
    • CF21 Investment Adviser (12 Sep 2007 to 31 Oct 2007)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)
  • Argo Capital Management Limited (no longer approved here)

    FRN 195997

    • CF27 Investment Management (20 Jan 2003 to 30 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.