Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (18 Sep 2020 to 1 Dec 2021)
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- [FCA CF] Manager of certification employee (2 Jul 2019 to 2 May 2020)
- [FCA CF] Client dealing (4 Dec 2017 to 2 May 2020)
- CF30 Customer (1 Nov 2007 to 12 Jun 2012)
- CF21 Investment Adviser (12 Sep 2007 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (2 Jul 2019 to 2 May 2020)
- [FCA CF] Client dealing (4 Dec 2017 to 2 May 2020)
- CF30 Customer (1 Nov 2007 to 12 Jun 2012)
- CF21 Investment Adviser (12 Sep 2007 to 31 Oct 2007)
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- CF30 Customer (11 Apr 2013 to 6 Mar 2016)
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- CF30 Customer (21 Mar 2013 to 6 Mar 2016)
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- CF27 Investment Management (20 Jan 2003 to 30 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.