Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (10 Sep 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Sep 2013 to 21 Jul 2014)
    • CF11 Money Laundering Reporting (10 Sep 2013 to 21 Jul 2014)
    • CF3 Chief Executive (10 Sep 2013 to 8 Dec 2019)
  • Argo Capital Management Limited (no longer approved here)

    FRN 195997

    • CF1 Director (26 May 2005 to 1 Aug 2007)
    • CF10 Compliance Oversight (26 May 2005 to 1 Aug 2007)
    • CF11 Money Laundering Reporting (26 May 2005 to 1 Aug 2007)
    • CF21 Investment Adviser (21 Oct 2003 to 1 Aug 2007)
    • CF27 Investment Management (21 Oct 2003 to 1 Aug 2007)
    • CF22 Investment Adviser (Trainee) (15 Apr 2003 to 21 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.