Gareth Johnson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (28 Jul 2021 to 7 May 2024)
    • [FCA CF] Material risk taker (28 Jul 2021 to 7 May 2024)
    • [FCA CF] Client dealing (1 Jul 2020 to 7 May 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (6 Oct 2016 to 3 Jul 2019)
    • CF30 Customer (4 Dec 2015 to 6 Mar 2016)
  • GBM SECURITIES LIMITED (no longer approved here)

    FRN 586463

    • CF30 Customer (14 Nov 2013 to 13 Nov 2015)
  • Sberbank CIB (UK) Limited (no longer approved here)

    FRN 228551

    • CF30 Customer (30 Aug 2010 to 26 Oct 2011)
  • Argo Capital Management Limited (no longer approved here)

    FRN 195997

    • CF21 Investment Adviser (10 Mar 2003 to 22 Dec 2003)
    • CF27 Investment Management (10 Mar 2003 to 22 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.