GBM SECURITIES LIMITED

• Principal Place of Business

  99 Bishopsgate

  London

  EC2M 3XD

  UNITED KINGDOM

  Phone

  +4402070652050

  Web

  https://www.gbmsecurities.com

• Complaints Contact

  GBM Securities Limited

  99 Bishopsgate

  London

  City Of London

  EC2M 3XD

  UNITED KINGDOM

  Phone

  +442070652066

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• ANDREI VOLK

  IRN AXV01312

  • [FCA CF] Proprietary trader (1 May 2020 to 17 May 2022)
  • [FCA CF] Material risk taker (1 May 2020 to 17 May 2022)
• Adam Mark Horowitz

  IRN AMH01206

  • SMF12 Chair of the Remuneration Committee (since 7 Feb 2025)
  • SMF9 Chair of the Governing Body (since 15 Nov 2024)
• Ahmed Alsaleh

  IRN AXA02708

  • [FCA CF] Client dealing (6 Jul 2021 to 15 Sep 2021)
• Akhlaq- Uz-Zaman Chowdhury

  IRN AXC03542

  • [FCA CF] Client dealing (3 Oct 2025 to 31 Mar 2026)
• Alexander Knyvett Romer-Lee

  IRN AKR01022

  • SMF9 Chair of the Governing Body (6 Apr 2021 to 30 Apr 2023)
  • SMF14 Senior Independent Director (9 Dec 2019 to 6 Apr 2021)
  • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 30 Apr 2023)
  • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 30 Apr 2023)
  • SMF11 Chair of the Audit Committee (9 Dec 2019 to 18 Jun 2021)
  • CF2 Non Executive Director (28 Sep 2015 to 8 Dec 2019)
• Alexei Tchernitser

  IRN AXT01279

  • CF30 Customer (20 Nov 2017 to 8 Dec 2019)
• Alexey Bachurin

  IRN AXB03325

  • CF30 Customer (19 Sep 2019 to 8 Dec 2019)
• Amar Nilesh Patel

  IRN ANP01041

  • CF30 Customer (1 Sep 2017 to 16 Nov 2019)
• Andrew Lewis Richards

  IRN ALR01049

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Mar 2022)
  • CF30 Customer (25 Jul 2019 to 8 Dec 2019)
• Anna Tsekhonya

  IRN AXT00228

  • [FCA CF] Significant management (since 9 Dec 2019)

• CHILBOLTON ADVISORY SERVICES LIMITED (no longer appointed)

  FRN 1051898 · Appointed 1 Mar 2026 · Until 31 Mar 2026

No changes recorded yet.