Adam Mark Horowitz

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GBM SECURITIES LIMITED
FRN 586463
- SMF12 Chair of the Remuneration Committee (since 7 Feb 2025)
- SMF9 Chair of the Governing Body (since 15 Nov 2024)
Julius Baer International Limited (no longer approved here)
FRN 139179
- CF1 Director (1 Jul 2013 to 29 Jan 2016)
- CF3 Chief Executive (1 Jul 2013 to 29 Jan 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.