GBM SECURITIES LIMITED

• Principal Place of Business

  99 Bishopsgate

  London

  EC2M 3XD

  UNITED KINGDOM

  Phone

  +4402070652050

  Web

  https://www.gbmsecurities.com

• Complaints Contact

  GBM Securities Limited

  99 Bishopsgate

  London

  City Of London

  EC2M 3XD

  UNITED KINGDOM

  Phone

  +442070652066

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Campo

  IRN ATC01063

  • [FCA CF] Client dealing (since 3 Oct 2025)
  • [FCA CF] Significant management (since 1 May 2024)
  • [FCA CF] Manager of certification employee (13 Sep 2022 to 1 May 2024)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 1 May 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 May 2024)
  • CF30 Customer (23 Jun 2015 to 8 Dec 2019)
• Anthony Michael Birrell

  IRN AMB01378

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Feb 2022)
  • CF30 Customer (5 Oct 2018 to 8 Dec 2019)
• Audrey Christine Faveeuw

  IRN ACF01088

  • CF30 Customer (19 Jun 2013 to 8 Dec 2019)
• Bharminder Chouhan

  IRN BXC01480

  • CF10 Compliance Oversight (12 Feb 2015 to 1 Sep 2015)
  • CF11 Money Laundering Reporting (12 Feb 2015 to 1 Sep 2015)
• Bradley Wayne Duke

  IRN BWD01019

  • CF3 Chief Executive (9 Mar 2017 to 24 Apr 2019)
  • CF1 Director (6 Sep 2016 to 24 Apr 2019)
  • CF2 Non Executive Director (11 Sep 2015 to 6 Sep 2016)
• Brendon Simpson

  IRN BXS00544

  • SMF4 Chief Risk (13 Feb 2025 to 16 May 2025)
• Carl-Fredrik Per Nils Rorstrom

  IRN CPR01053

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2022)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 31 May 2022)
  • CF30 Customer (27 Jul 2018 to 8 Dec 2019)
• Cedric Barbier

  IRN CXB01938

  • [FCA CF] Client dealing (13 Aug 2021 to 25 Jul 2022)
• Christian Griffiths

  IRN CXG00183

  • SMF1 Chief Executive (2 Mar 2023 to 31 Jan 2025)
  • SMF3 Executive Director (2 Mar 2023 to 31 Jan 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (13 Jun 2022 to 31 Jan 2025)
  • SMF16 Compliance Oversight (13 Jun 2022 to 31 Jan 2025)
• Christian Thomas Von Gradowski

  IRN CTV01004

  • CF30 Customer (12 May 2014 to 8 Dec 2019)

• CHILBOLTON ADVISORY SERVICES LIMITED (no longer appointed)

  FRN 1051898 · Appointed 1 Mar 2026 · Until 31 Mar 2026

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