Bharminder Chouhan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Britannia Global Investments Limited

    FRN 739949

    • SMF16 Compliance Oversight (since 4 Nov 2025)
  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Dec 2024 to 30 Sep 2025)
    • SMF16 Compliance Oversight (17 Dec 2024 to 30 Sep 2025)
  • Kyte Broking Limited (no longer approved here)

    FRN 174863

    • SMF16 Compliance Oversight (22 Feb 2023 to 1 Sep 2024)
  • GBM SECURITIES LIMITED (no longer approved here)

    FRN 586463

    • CF10 Compliance Oversight (12 Feb 2015 to 1 Sep 2015)
    • CF11 Money Laundering Reporting (12 Feb 2015 to 1 Sep 2015)
  • Archr LLP (no longer approved here)

    FRN 617163

    • CF10 Compliance Oversight (16 Sep 2014 to 30 Jan 2015)
    • CF11 Money Laundering Reporting (16 Sep 2014 to 30 Jan 2015)
  • Northern Trust Securities LLP (no longer approved here)

    FRN 465131

    • CF10 Compliance Oversight (12 Aug 2011 to 6 Feb 2015)
    • CF11 Money Laundering Reporting (12 Aug 2011 to 6 Feb 2015)

Recent activity

Updates to this individual's record on the FCA register.

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