Date authorised
16 September 2014
Companies House
OC371018
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    LEVEL5
    25-27 OXFORD STREET
    London
    W1D 2DW
    UNITED KINGDOM
    Phone
    +442074222979
  • Complaints Contact

    LEVEL 5
    25-27 OXFORD STREET
    London
    W1D 2DW
    UNITED KINGDOM
    Phone
    +442074222979

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 2 limitations
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
    • · The specified investments 'option (excluding a commodity option and an option on commodity futures)', 'future (excluding a commodity future and a rolling spot forex contract)' and 'rights to or interests in investment - contractually based investments', (when the latter is associated with this specified investment), are limited to Efficient Portfolio Management activities and the customer type "Retail Client".
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Edward Taylor

    IRN AET01028

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (16 Sep 2014 to 8 Dec 2019)
    • CF4 Partner (16 Sep 2014 to 8 Dec 2019)
  • Andreas Andritsanos

    IRN AXA04239

    • [FCA CF] Client dealing (since 5 Mar 2026)
  • Andrej - Nicolai Henkler

    IRN ANH01058

    • CF1 Director (AR) (10 May 2017 to 18 Dec 2018)
    • CF30 Customer (20 Apr 2017 to 18 Dec 2018)
  • Andrew Pryer

    IRN ARP01101

    • [FCA CF] Client dealing (since 28 Sep 2023)
  • Anton Benedict Van Camp

    IRN AXV06589

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Dec 2023)
    • CF30 Customer (30 Sep 2018 to 8 Dec 2019)
  • Ashley Aaron Joye

    IRN AAJ01018

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (16 Sep 2014 to 8 Dec 2019)
    • CF30 Customer (16 Sep 2014 to 8 Dec 2019)
    • CF3 Chief Executive (16 Sep 2014 to 8 Dec 2019)
  • Bharminder Chouhan

    IRN BXC01480

    • CF10 Compliance Oversight (16 Sep 2014 to 30 Jan 2015)
    • CF11 Money Laundering Reporting (16 Sep 2014 to 30 Jan 2015)
  • Carla Benages

    IRN CXB01261

    • CF30 Customer (16 Jan 2015 to 29 Jan 2018)
  • Christopher Michael Barter

    IRN CXB01268

    • CF3 Chief Executive (AR) (27 Apr 2017 to 21 Dec 2018)
    • CF30 Customer (20 Apr 2017 to 21 Dec 2018)
  • Christopher Richard Jarvis

    IRN CXJ00088

    • [FCA CF] Client dealing (1 Feb 2021 to 24 Apr 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.