Date authorised
16 September 2014
Companies House
OC371018
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    LEVEL5
    25-27 OXFORD STREET
    London
    W1D 2DW
    UNITED KINGDOM
    Phone
    +442074222979
  • Complaints Contact

    LEVEL 5
    25-27 OXFORD STREET
    London
    W1D 2DW
    UNITED KINGDOM
    Phone
    +442074222979

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 2 limitations
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
    • · The specified investments 'option (excluding a commodity option and an option on commodity futures)', 'future (excluding a commodity future and a rolling spot forex contract)' and 'rights to or interests in investment - contractually based investments', (when the latter is associated with this specified investment), are limited to Efficient Portfolio Management activities and the customer type "Retail Client".
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • DANIEL DEAMER

    IRN DXD00376

    • [FCA CF] Client dealing (since 30 Nov 2023)
  • Gabriel Gustavo Garcia

    IRN GGG01017

    • CF30 Customer (1 Feb 2016 to 29 Jan 2018)
  • Gary Kenneth Fryett

    IRN GKF01006

    • [FCA CF] Client dealing (since 27 Feb 2025)
    • [FCA CF] Client dealing (18 Apr 2023 to 28 Nov 2024)
  • Gerard Francis Corbett

    IRN GFC01033

    • [FCA CF] Client dealing (since 19 Dec 2019)
    • CF30 Customer (30 Aug 2019 to 8 Dec 2019)
  • Jack William Sweeney

    IRN JXS00948

    • [FCA CF] Client dealing (4 Apr 2022 to 23 Aug 2023)
  • James Edward Fay

    IRN JEF01072

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Sep 2014 to 8 Dec 2019)
    • CF4 Partner (16 Sep 2014 to 8 Dec 2019)
  • James Laurence Sewell

    IRN JLS01161

    • [FCA CF] Client dealing (6 Apr 2020 to 21 Oct 2022)
  • Jonathan Michael Southgate

    IRN JMS01172

    • [FCA CF] Client dealing (since 12 Nov 2025)
  • Julian Morgan Courtney

    IRN JMC01154

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (11 Jun 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Jun 2018 to 8 Dec 2019)
  • Keith David Hart

    IRN KDH01022

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (16 Sep 2014 to 8 Dec 2019)
    • CF30 Customer (16 Sep 2014 to 28 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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