James Edward Fay

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Archr LLP

    FRN 617163

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (16 Sep 2014 to 8 Dec 2019)
    • CF30 Customer (16 Sep 2014 to 8 Dec 2019)
  • Northern Trust Securities LLP (no longer approved here)

    FRN 465131

    • CF4 Partner (AR) (21 May 2012 to 16 Sep 2014)
    • CF30 Customer (30 Jan 2012 to 16 Sep 2014)
  • Aviate Futures LLP (no longer approved here)

    FRN 571987

    • Employed By (21 May 2012 to 16 Sep 2014)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (1 Nov 2007 to 19 May 2008)
    • CF26 Customer Trading (2 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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