Date authorised
16 September 2014
Companies House
OC371018
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    LEVEL5
    25-27 OXFORD STREET
    London
    W1D 2DW
    UNITED KINGDOM
    Phone
    +442074222979
  • Complaints Contact

    LEVEL 5
    25-27 OXFORD STREET
    London
    W1D 2DW
    UNITED KINGDOM
    Phone
    +442074222979

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 2 limitations
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
    • · The specified investments 'option (excluding a commodity option and an option on commodity futures)', 'future (excluding a commodity future and a rolling spot forex contract)' and 'rights to or interests in investment - contractually based investments', (when the latter is associated with this specified investment), are limited to Efficient Portfolio Management activities and the customer type "Retail Client".
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Konstantin Von Unger

    IRN KXV01203

    • CF1 Director (AR) (10 May 2017 to 18 Dec 2018)
    • CF30 Customer (20 Apr 2017 to 18 Dec 2018)
  • LEWIS HORSEWELL

    IRN LXH00218

    • [FCA CF] Client dealing (28 Nov 2024 to 6 Feb 2025)
  • Mark Sutherland

    IRN MXS01955

    • CF30 Customer (15 Oct 2014 to 2 Feb 2017)
  • Matthew John Black

    IRN MJB01305

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Oct 2022)
    • CF30 Customer (6 Feb 2017 to 8 Dec 2019)
  • Michael Robert Blake Campbell

    IRN MRC01153

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Dec 2025)
    • CF30 Customer (15 Jan 2015 to 8 Dec 2019)
  • Neil Cameron

    IRN NXC00113

    • [FCA CF] Significant management (since 1 Feb 2021)
  • Paul Joseph Nonis

    IRN PXN56979

    • [FCA CF] Significant management (9 Dec 2019 to 2 Aug 2021)
  • Robert Bradshaw

    IRN KRB01070

    • CF10 Compliance Oversight (20 Jul 2015 to 8 Jun 2018)
    • CF11 Money Laundering Reporting (20 Jul 2015 to 8 Jun 2018)
  • Stephen Robert Deighton

    IRN SRD01044

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (16 Sep 2014 to 8 Dec 2019)
    • CF4 Partner (16 Sep 2014 to 8 Dec 2019)
  • Stuart James Borner

    IRN SJB01263

    • CF30 Customer (15 Oct 2014 to 10 Oct 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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