Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tradition (UK) Limited
FRN 139200
- [FCA CF] Client dealing (since 15 Dec 2025)
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TFS Derivatives Limited
FRN 197244
- [FCA CF] Client dealing (since 15 Dec 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 17 Dec 2025)
- CF30 Customer (15 Jan 2015 to 8 Dec 2019)
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- CF30 Customer (17 Oct 2012 to 30 Nov 2014)
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- CF30 Customer (1 Nov 2007 to 3 Jul 2012)
- CF21 Investment Adviser (15 Aug 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.