Date authorised
16 September 2014
Companies House
OC371018
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    LEVEL5
    25-27 OXFORD STREET
    London
    W1D 2DW
    UNITED KINGDOM
    Phone
    +442074222979
  • Complaints Contact

    LEVEL 5
    25-27 OXFORD STREET
    London
    W1D 2DW
    UNITED KINGDOM
    Phone
    +442074222979

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 2 limitations
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
    • · The specified investments 'option (excluding a commodity option and an option on commodity futures)', 'future (excluding a commodity future and a rolling spot forex contract)' and 'rights to or interests in investment - contractually based investments', (when the latter is associated with this specified investment), are limited to Efficient Portfolio Management activities and the customer type "Retail Client".
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Share

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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