Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Archr LLP

    FRN 617163

    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF3 Chief Executive (16 Sep 2014 to 8 Dec 2019)
    • CF30 Customer (16 Sep 2014 to 8 Dec 2019)
    • CF4 Partner (16 Sep 2014 to 8 Dec 2019)
  • Northern Trust Securities LLP (no longer approved here)

    FRN 465131

    • CF3 Chief Executive (AR) (13 Feb 2012 to 15 Sep 2014)
    • CF4 Partner (AR) (13 Feb 2012 to 15 Sep 2014)
    • CF30 Customer (14 Dec 2011 to 15 Sep 2014)
  • Aviate Futures LLP (no longer approved here)

    FRN 571987

    • Employed By (13 Feb 2012 to 15 Sep 2014)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (19 Aug 2003 to 20 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.