Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
GBM SECURITIES LIMITED
FRN 586463
- [FCA CF] Client dealing (since 3 Oct 2025)
- [FCA CF] Significant management (since 1 May 2024)
- [FCA CF] Manager of certification employee (13 Sep 2022 to 1 May 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 May 2024)
- [FCA CF] Proprietary trader (9 Dec 2019 to 1 May 2024)
- CF30 Customer (23 Jun 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.