Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GBM SECURITIES LIMITED (no longer approved here)

    FRN 586463

    • CF3 Chief Executive (9 Mar 2017 to 24 Apr 2019)
    • CF1 Director (6 Sep 2016 to 24 Apr 2019)
    • CF2 Non Executive Director (11 Sep 2015 to 6 Sep 2016)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (1 Nov 2007 to 13 Jun 2008)
    • CF21 Investment Adviser (28 Jan 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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