Sberbank CIB (UK) Limited

• Principal Place of Business

  85 Fleet Street

  London

  EC4Y 1AE

  UNITED KINGDOM

  Phone

  +4402075833257

  Web

  https://www.sberbank-cib.co.uk

• Complaints Contact

  85 Fleet Street

  -

  London

  EC4Y 1AE

  UNITED KINGDOM

  Phone

  +4402075833257

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Paul Jesney

  IRN APJ01086

  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2022)
  • SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2022)
  • SMF24 Chief Operations (9 Dec 2019 to 31 Mar 2022)
  • CF3 Chief Executive (1 Apr 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (18 Dec 2014 to 27 Apr 2015)
  • CF11 Money Laundering Reporting (18 Dec 2014 to 27 Apr 2015)
  • CF28 Systems and controls (19 Dec 2013 to 8 Dec 2019)
  • CF1 Director (19 Dec 2013 to 8 Dec 2019)
• Alexander TROFIMOV

  IRN AXT00180

  • [FCA CF] Client dealing (1 Mar 2021 to 1 Mar 2022)
• Alexei Basirov

  IRN BXA01201

  • CF30 Customer (28 Nov 2011 to 2 Sep 2013)
• Anastasia Nutrikhina

  IRN AXN00094

  • [FCA CF] Client dealing (1 Mar 2021 to 31 Mar 2022)
• Andrei Mazo

  IRN AXM04760

  • SMF7 Group Entity Senior Manager (9 Dec 2019 to 30 Apr 2022)
  • CF2 Non Executive Director (20 Jan 2017 to 8 Dec 2019)
• Andrei Olegovich Bogdanov

  IRN AOB01002

  • CF21 Investment Adviser (9 Oct 2006 to 29 Jun 2007)
• Andrew David Howe

  IRN AXH01346

  • CF30 Customer (2 Nov 2012 to 30 Mar 2018)
• Andrew Keeley

  IRN AXK01695

  • [FCA CF] Client dealing (9 Mar 2020 to 31 Mar 2022)
  • CF30 Customer (23 May 2008 to 8 Dec 2019)
• Andrew Smith

  IRN AXS01434

  • CF30 Customer (1 Oct 2012 to 31 Jul 2013)
• Andrey Poroshin

  IRN AXP00540

  • [FCA CF] Client dealing (2 Jul 2021 to 31 Mar 2022)

No changes recorded yet.