Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Manager of certification employee (20 Dec 2022 to 14 Oct 2023)
    • [FCA CF] Material risk taker (20 Dec 2022 to 14 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (20 Dec 2022 to 14 Oct 2023)
  • Sberbank CIB (UK) Limited (no longer approved here)

    FRN 228551

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2022)
    • SMF24 Chief Operations (9 Dec 2019 to 31 Mar 2022)
    • CF3 Chief Executive (1 Apr 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Dec 2014 to 27 Apr 2015)
    • CF11 Money Laundering Reporting (18 Dec 2014 to 27 Apr 2015)
    • CF28 Systems and controls (19 Dec 2013 to 8 Dec 2019)
    • CF1 Director (19 Dec 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.