Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Manager of certification employee (20 Dec 2022 to 14 Oct 2023)
- [FCA CF] Material risk taker (20 Dec 2022 to 14 Oct 2023)
- [PRA CF] Significant risk taker or Material risk taker (20 Dec 2022 to 14 Oct 2023)
-
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2022)
- SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2022)
- SMF24 Chief Operations (9 Dec 2019 to 31 Mar 2022)
- CF3 Chief Executive (1 Apr 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (18 Dec 2014 to 27 Apr 2015)
- CF11 Money Laundering Reporting (18 Dec 2014 to 27 Apr 2015)
- CF28 Systems and controls (19 Dec 2013 to 8 Dec 2019)
- CF1 Director (19 Dec 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.