Alexei Basirov

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BTIG Limited
FRN 484589
- [FCA CF] Client dealing (since 25 Nov 2024)
The Seaport Group Europe LLP (no longer approved here)
FRN 526965
- [FCA CF] Client dealing (30 Aug 2023 to 4 Sep 2024)
Nomura International Plc (no longer approved here)
FRN 124422
- [FCA CF] Manager of certification employee (26 Apr 2022 to 31 May 2023)
- [FCA CF] Client dealing (21 Jul 2021 to 31 May 2023)
Nomura Bank International Plc. (no longer approved here)
FRN 204419
- [FCA CF] Client dealing (2 Aug 2021 to 31 May 2023)
Sberbank CIB (UK) Limited (no longer approved here)
FRN 228551
- CF30 Customer (28 Nov 2011 to 2 Sep 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.