Clive Anthony Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KNG Securities LLP (no longer approved here)

    FRN 402459

    • CF30 Customer (12 Nov 2014 to 11 Sep 2019)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (12 Feb 2013 to 28 Aug 2014)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF30 Customer (1 Nov 2007 to 23 Nov 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.