David Henry Cecil Floyd

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Guild Financial Advisory Limited
FRN 922996
- [FCA CF] Client dealing (since 3 Aug 2023)
KNG Securities LLP
FRN 402459
- [FCA CF] Client dealing (since 3 Feb 2022)
- CF30 Customer (1 May 2013 to 8 Dec 2019)
Ashberg Limited (no longer approved here)
FRN 516496
- [FCA CF] Client dealing (18 Oct 2021 to 31 Jul 2023)
Fiske Plc (no longer approved here)
FRN 124279
- CF30 Customer (7 Sep 2016 to 8 Dec 2019)
Singer Capital Markets Advisory LLP (no longer approved here)
FRN 568323
- CF30 Customer (6 Sep 2016 to 6 Nov 2017)
EGR WEALTH LIMITED (no longer approved here)
FRN 537582
- CF30 Customer (19 Feb 2014 to 8 Dec 2019)
First Equity Limited (no longer approved here)
FRN 124394
- CF30 Customer (1 Nov 2013 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.