Ashberg Limited

• Principal Place of Business

  Landmark

  2 Portman Street

  Westminster

  London

  W1H 6DU

  UNITED KINGDOM

  Phone

  +442037451320

  Web

  https://www.ashbergmfo.com

• Complaints Contact

  Landmark

  2 Portman Street

  London

  Westminster

  W1H 6DU

  UNITED KINGDOM

  Phone

  +442037451320

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm must not conduct any designated investment business with retail clients other (or except) than corporate finance business.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alastair James Middleton

  IRN AXM00031

  • CF30 Customer (11 Sep 2020 to 22 Dec 2020)
• Alexander David Antoni Stemler

  IRN AXS02643

  • CF1 Director (AR) (31 May 2023 to 1 May 2025)
  • CF30 Customer (31 May 2023 to 1 May 2025)
• Alexander Malcolm Johnson

  IRN AXJ09491

  • CF30 Customer (25 Jan 2019 to 7 Jun 2019)
• Andrew Charles Aldridge

  IRN ACA01064

  • CF30 Customer (since 17 Jul 2025)
• Anthony, Peter, Darcy Maynard

  IRN APM01212

  • CF30 Customer (20 Feb 2015 to 3 Apr 2018)
• Anton David Oliver

  IRN ADO01020

  • CF30 Customer (23 Nov 2011 to 8 Mar 2013)
• Bernard Denis Cummings

  IRN BXC90913

  • CF30 Customer (13 Aug 2020 to 6 Dec 2021)
• Brett David Clark

  IRN BXC00288

  • [FCA CF] Client dealing (8 Nov 2022 to 12 Jul 2023)
• Brian Farrugia

  IRN BXF01273

  • CF30 Customer (15 Apr 2021 to 16 Nov 2022)
  • CF1 Director (AR) (15 Sep 2017 to 16 Nov 2022)
• Cameron Stewart Horsburgh

  IRN CXH00685

  • CF30 Customer (since 19 Sep 2023)

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No changes recorded yet.