Guild Financial Advisory Limited

Date authorised
6 November 2020
Companies House
11611887
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    382 Russell Court
    Woburn Place
    London
    WC1H 0NH
    UNITED KINGDOM
    Phone
    +447542087214
    Web
    https://www.guildfin.co.uk

  • Complaints Contact

    382 Russell Court
    Woburn Place
    London
    WC1H 0NH
    UNITED KINGDOM
    Phone
    +447542087214

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brendan Langheim

    IRN BXL01415

    • SMF16 Compliance Oversight (since 6 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Nov 2020)
    • [FCA CF] Significant management (since 6 Nov 2020)
  • David Arthur Battle

    IRN DAB01179

    • [FCA CF] Client dealing (6 Nov 2020 to 31 Dec 2022)
  • David Charles Abrahams

    IRN DCA01015

    • [FCA CF] Client dealing (since 1 Mar 2024)
  • David Henry Cecil Floyd

    IRN DHF01010

    • [FCA CF] Client dealing (since 3 Aug 2023)
  • Evangeline May Klaassen

    IRN EMA01060

    • SMF3 Executive Director (since 1 Aug 2024)
    • [FCA CF] Client dealing (since 1 Dec 2021)
  • John Edward Ralph Bridges

    IRN JEB01096

    • [FCA CF] Significant management (6 Nov 2020 to 2 Dec 2023)
    • SMF3 Executive Director (6 Nov 2020 to 2 Dec 2023)
    • [FCA CF] Client dealing (6 Nov 2020 to 2 Dec 2023)
  • John, William Wilson

    IRN JWW01115

    • [FCA CF] Client dealing (6 Nov 2020 to 1 Sep 2023)
  • Leo Godsall

    IRN LXG01221

    • [FCA CF] Client dealing (6 Dec 2021 to 4 Jul 2023)
  • Max Raynor

    IRN MXR00271

    • [FCA CF] Client dealing (6 Nov 2020 to 31 Mar 2021)
  • Ross Martin Hilton Andrews

    IRN RMA01038

    • SMF3 Executive Director (since 6 Nov 2020)
    • [FCA CF] Client dealing (since 6 Nov 2020)
    • [FCA CF] Significant management (since 6 Nov 2020)
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Recent activity

Updates to this firm's record on the FCA register.

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