Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 6 Nov 2020)
    • SMF3 Executive Director (since 6 Nov 2020)
    • [FCA CF] Significant management (since 6 Nov 2020)
  • ALFRED HENRY CORPORATE FINANCE LIMITED (no longer approved here)

    FRN 181163

    • CF1 Director (AR) (28 Feb 2019 to 5 Nov 2020)
    • CF30 Customer (28 Feb 2019 to 5 Nov 2020)
  • Zeus Capital Limited (no longer approved here)

    FRN 224621

    • CF10 Compliance Oversight (19 Feb 2011 to 22 Oct 2015)
    • CF30 Customer (1 Oct 2008 to 16 May 2016)
    • CF11 Money Laundering Reporting (1 Oct 2008 to 29 Jan 2010)
    • CF1 Director (28 Apr 2008 to 9 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.