David Charles Abrahams

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Guild Financial Advisory Limited

    FRN 922996

    • [FCA CF] Client dealing (since 1 Mar 2024)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • [FCA CF] Material risk taker (1 Aug 2021 to 31 Jul 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Jan 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.