Singer Capital Markets Advisory LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional, Retail (Investment)
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

. Brewin Dolphin Limited
IRN XXB01107
- CF4 Partner (9 Jan 2012 to 14 Sep 2012)
. Nmas1 International Corporate Advisory,
IRN XXN01045
- CF4 Partner (9 Jan 2012 to 14 Sep 2012)
. Nplus1 Singer Limited
IRN XXN01062
- SMF27 Partner (9 Dec 2019 to 9 Jul 2020)
- CF4 Partner (26 Sep 2012 to 8 Dec 2019)
. Singer Capital Markets Limited
IRN XXS01202
- SMF27 Partner (9 Dec 2019 to 9 Jul 2020)
- CF4 Partner (26 Sep 2012 to 8 Dec 2019)
ALEXANDER BRIAN BOND
IRN ABB01101
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (12 Oct 2019 to 8 Dec 2019)
Alaina Ho-Kwan Wong
IRN AXW13227
- [FCA CF] Client dealing (since 16 Jun 2021)
Alan Wilkinson Ray
IRN AWR01026
- [FCA CF] Client dealing (1 Jun 2020 to 31 May 2022)
Alex Wright
IRN AJW01518
- CF30 Customer (9 Jan 2012 to 26 Feb 2016)
Alexander MacLean Fraser
IRN AMF01044
- [FCA CF] Client dealing (9 Dec 2019 to 30 May 2025)
- CF30 Customer (9 Jan 2012 to 8 Dec 2019)
- CF4 Partner (9 Jan 2012 to 14 Sep 2012)
Alexander Richard John Price
IRN ARP01139
- CF30 Customer (8 Oct 2015 to 13 Aug 2018)

Smaller firms operating under this firm's FCA authorisation.

Highland Capital Partners Limited (no longer appointed)
FRN 563535 · Appointed 10 Oct 2013 · Until 15 Apr 2020
JI Capital Limited (no longer appointed)
FRN 582321 · Appointed 31 May 2012 · Until 28 Feb 2017

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.