Alan Wilkinson Ray

• Kepler Partners LLP

  FRN 480590

  • [FCA CF] Client dealing (since 4 Oct 2022)
• SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)

  FRN 453676

  • [FCA CF] Client dealing (1 Jun 2020 to 31 May 2022)
• Singer Capital Markets Advisory LLP (no longer approved here)

  FRN 568323

  • [FCA CF] Client dealing (1 Jun 2020 to 31 May 2022)
• Cantor Fitzgerald Europe (no longer approved here)

  FRN 149380

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 May 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 14 May 2020)
  • CF30 Customer (29 Jan 2018 to 8 Dec 2019)
• Cavendish Securities PLC (no longer approved here)

  FRN 416932

  • CF30 Customer (1 Nov 2007 to 23 Oct 2017)
  • CF21 Investment Adviser (22 Oct 2007 to 31 Oct 2007)
• Panmure Liberum Limited (no longer approved here)

  FRN 403721

  • CF21 Investment Adviser (11 Feb 2005 to 30 Mar 2007)
• Lazard & Co., Limited (no longer approved here)

  FRN 114054

  • CF21 Investment Adviser (1 Jun 2004 to 6 May 2005)
• CLSA (UK) (no longer approved here)

  FRN 140836

  • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)

No changes recorded yet.