Kepler Partners LLP

• Principal Place of Business

  70 Conduit Street

  London

  W1S 2GF

  UNITED KINGDOM

  Phone

  +442033848798

  Web

  https://www.keplerpartners.com

• Complaints Contact

  70 Conduit Street

  London

  W1S 2GF

  UNITED KINGDOM

  Phone

  +442033848798

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Wilkinson Ray

  IRN AWR01026

  • [FCA CF] Client dealing (since 4 Oct 2022)
• Alexander Ellerby

  IRN AXE00202

  • [FCA CF] Client dealing (30 Mar 2023 to 10 Jul 2025)
• Alexander Field

  IRN AXF00397

  • [FCA CF] Client dealing (since 13 Dec 2022)
• Alice Mary Johnson

  IRN AMJ01109

  • CF30 Customer (12 Jul 2012 to 8 Jul 2016)
• Alice Victoria Louise Iona St John Webster

  IRN AVS01023

  • CF30 Customer (2 Apr 2009 to 31 Jul 2009)
• Andreas Valanides

  IRN AXV15353

  • [FCA CF] Client dealing (15 Mar 2021 to 6 Sep 2024)
• Anjula Andersson

  IRN AXA03732

  • [FCA CF] Client dealing (since 15 Mar 2021)
  • CF30 Customer (18 Oct 2016 to 8 Dec 2019)
• Chloe Clare Hunt

  IRN CXH00651

  • [FCA CF] Client dealing (since 30 Mar 2023)
• David Charles Johnson

  IRN DCJ01048

  • [FCA CF] Client dealing (15 Sep 2020 to 30 Sep 2022)
• David Mark Brenchley

  IRN DXB01117

  • [FCA CF] Client dealing (since 20 Mar 2025)

• Jonathan Andrew Kent (no longer appointed)

  FRN 839445 · Appointed 3 Apr 2019 · Until 23 Jul 2019

• Laurence Gene Goldberg (no longer appointed)

  FRN 747089 · Appointed 15 May 2016 · Until 15 Mar 2021 · Tied agent

No changes recorded yet.