Kepler Partners LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
70 Conduit StreetLondonW1S 2GFUNITED KINGDOM- Phone
- +442033848798
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Complaints Contact
70 Conduit StreetLondonW1S 2GFUNITED KINGDOM- Phone
- +442033848798
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Diana Danielevna Martey
IRN DXM00869
- [FCA CF] Client dealing (since 30 Mar 2023)
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Edward Aubrey David Mortimer
IRN EAM01132
- [FCA CF] Client dealing (since 21 Mar 2022)
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Edward Travers James Butchart
IRN ETB01007
- [FCA CF] Client dealing (15 Mar 2021 to 2 Oct 2024)
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Emily Rose Fiona Barleycorn
IRN EXB00332
- [FCA CF] Client dealing (30 Mar 2023 to 1 Apr 2025)
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Georg Leslie Thaddaus Heinrich Paul Reutter
IRN GLR01027
- [FCA CF] Client dealing (since 15 Mar 2021)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (16 Jul 2019 to 8 Dec 2019)
- CF30 Customer (1 Feb 2010 to 8 Dec 2019)
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Helal Miah
IRN HXM01112
- [FCA CF] Client dealing (18 Jul 2022 to 24 Feb 2023)
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Henrietta Carmelina Barbara Boag
IRN HCB01040
- [FCA CF] Client dealing (since 15 Mar 2021)
- CF30 Customer (25 Feb 2019 to 8 Dec 2019)
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Henry Gordon Elliot Davis
IRN HGD00014
- [FCA CF] Client dealing (15 Mar 2021 to 3 Dec 2021)
- CF30 Customer (9 Nov 2017 to 8 Dec 2019)
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Hugh Ralph Van Cutsem
IRN HRV01002
- [FCA CF] Client dealing (since 15 Mar 2021)
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 3 Feb 2025)
- CF10 Compliance Oversight (27 Jun 2008 to 8 Dec 2019)
- CF4 Partner (27 Jun 2008 to 8 Dec 2019)
- CF30 Customer (27 Jun 2008 to 8 Dec 2019)
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Hugo Rynsard-Perry
IRN HXR01362
- [FCA CF] Client dealing (since 15 Mar 2021)
- CF30 Customer (19 Dec 2016 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Laurence Gene Goldberg (no longer appointed)
FRN 747089 · Appointed 15 May 2016 · Until 15 Mar 2021 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.