Kepler Partners LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
70 Conduit StreetLondonW1S 2GFUNITED KINGDOM- Phone
- +442033848798
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Complaints Contact
70 Conduit StreetLondonW1S 2GFUNITED KINGDOM- Phone
- +442033848798
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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James Michael Jardine Paterson
IRN JMJ01075
- [FCA CF] Client dealing (since 4 Dec 2023)
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James Ritchie Mathieson
IRN JXM04471
- [FCA CF] Client dealing (since 31 Mar 2026)
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Jean-Baptiste Eric Andrieux
IRN JXA00685
- [FCA CF] Client dealing (since 23 Sep 2024)
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Joanna Mary Groves
IRN JMG01108
- [FCA CF] Client dealing (since 20 Mar 2025)
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John Anthony Crookenden Kershaw
IRN JAK01143
- CF30 Customer (1 Nov 2016 to 17 Nov 2017)
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John Dowie
IRN JXD00505
- [FCA CF] Client dealing (6 Sep 2021 to 21 Feb 2022)
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Jonathan Andrew Kent
IRN JAK01061
- CF30 Customer (1 May 2019 to 14 Jun 2019)
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Josef Licsauer
IRN JXL17137
- [FCA CF] Client dealing (since 7 Nov 2023)
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Joshua Bingham Rimmer
IRN JBR01072
- CF30 Customer (21 Oct 2016 to 24 Oct 2018)
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Laurence Gene Goldberg
IRN LXG01215
- CF30 Customer (18 Aug 2016 to 12 Mar 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Laurence Gene Goldberg (no longer appointed)
FRN 747089 · Appointed 15 May 2016 · Until 15 Mar 2021 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.