Kepler Partners LLP

• Principal Place of Business

  70 Conduit Street

  London

  W1S 2GF

  UNITED KINGDOM

  Phone

  +442033848798

  Web

  https://www.keplerpartners.com

• Complaints Contact

  70 Conduit Street

  London

  W1S 2GF

  UNITED KINGDOM

  Phone

  +442033848798

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Laurie Robathan

  IRN LXR01251

  • CF30 Customer (22 Feb 2010 to 31 Mar 2019)
• Lukas Klasen

  IRN LXK00215

  • [FCA CF] Client dealing (25 Apr 2024 to 31 Dec 2024)
• Matthew George Barrett

  IRN MGB01146

  • [FCA CF] Client dealing (since 15 Mar 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (24 Jul 2019 to 8 Dec 2019)
  • CF30 Customer (14 Jun 2012 to 8 Dec 2019)
• Maximilian George Altbion Harper

  IRN MGH01139

  • CF30 Customer (17 Sep 2015 to 15 Jul 2016)
• Neema Daniel Nabavian

  IRN NXN00073

  • [FCA CF] Client dealing (24 Jan 2022 to 31 Mar 2022)
• Neil James Deacon

  IRN NJD01057

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Feb 2025)
  • SMF16 Compliance Oversight (since 1 Feb 2025)
• Niccolo Caucci

  IRN NXC15413

  • [FCA CF] Client dealing (since 15 Mar 2021)
  • CF30 Customer (28 May 2019 to 8 Dec 2019)
• Nicholas Martyn Todd

  IRN NXT00151

  • [FCA CF] Client dealing (9 Jun 2022 to 24 May 2024)
• Pascal Thomas Dowling

  IRN PXD14756

  • [FCA CF] Client dealing (since 15 Mar 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (16 Jul 2019 to 8 Dec 2019)
  • CF30 Customer (15 May 2019 to 8 Dec 2019)
• Patrick Sanjiv Christiansen

  IRN PXC15362

  • [FCA CF] Client dealing (15 Mar 2021 to 6 Sep 2024)

• Jonathan Andrew Kent (no longer appointed)

  FRN 839445 · Appointed 3 Apr 2019 · Until 23 Jul 2019

• Laurence Gene Goldberg (no longer appointed)

  FRN 747089 · Appointed 15 May 2016 · Until 15 Mar 2021 · Tied agent

No changes recorded yet.