Kepler Partners LLP

• Principal Place of Business

  70 Conduit Street

  London

  W1S 2GF

  UNITED KINGDOM

  Phone

  +442033848798

  Web

  https://www.keplerpartners.com

• Complaints Contact

  70 Conduit Street

  London

  W1S 2GF

  UNITED KINGDOM

  Phone

  +442033848798

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard John Craig Harris

  IRN RJH01201

  • CF30 Customer (10 Feb 2014 to 31 Aug 2015)
• Rohit Agarwal

  IRN RXA01348

  • [FCA CF] Client dealing (15 Mar 2021 to 6 Sep 2024)
• Roland Gunther Schulz

  IRN RGS01110

  • [FCA CF] Client dealing (since 15 Mar 2021)
  • CF30 Customer (10 Aug 2015 to 8 Dec 2019)
• Ryan Lightfoot-Aminoff

  IRN RXL00297

  • [FCA CF] Client dealing (since 15 Sep 2022)
• Steven David Cole

  IRN SXC00980

  • [FCA CF] Client dealing (since 30 Mar 2023)
• Thomas Henry Trotter

  IRN THT01014

  • [FCA CF] Client dealing (since 15 Mar 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (28 May 2019 to 8 Dec 2019)
  • CF30 Customer (27 Jun 2008 to 8 Dec 2019)
• Thomas McMahon

  IRN TXM00300

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Thomas Walter Louis Kight

  IRN TWK01018

  • CF30 Customer (21 Nov 2018 to 11 Mar 2019)
• Tom David Biltcliffe

  IRN TXB00289

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Dec 2021)
• William Francis Heathcoat Amory

  IRN WFH01013

  • [FCA CF] Client dealing (since 15 Mar 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Feb 2025)
  • CF4 Partner (27 Jun 2008 to 8 Dec 2019)
  • CF30 Customer (27 Jun 2008 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (27 Jun 2008 to 8 Dec 2019)

• Jonathan Andrew Kent (no longer appointed)

  FRN 839445 · Appointed 3 Apr 2019 · Until 23 Jul 2019

• Laurence Gene Goldberg (no longer appointed)

  FRN 747089 · Appointed 15 May 2016 · Until 15 Mar 2021 · Tied agent

No changes recorded yet.