Richard John Craig Harris

• Peel Hunt LLP

  FRN 530083

  • [FCA CF] Client dealing (since 9 Sep 2020)
• Cantor Fitzgerald Europe (no longer approved here)

  FRN 149380

  • [FCA CF] Client dealing (9 Dec 2019 to 13 May 2020)
  • CF30 Customer (11 Oct 2017 to 8 Dec 2019)
• Kepler Partners LLP (no longer approved here)

  FRN 480590

  • CF30 Customer (10 Feb 2014 to 31 Aug 2015)
• Barclays Capital Securities Limited (no longer approved here)

  FRN 124431

  • CF30 Customer (7 Jan 2009 to 28 Feb 2011)
• Nomura International Plc (no longer approved here)

  FRN 124422

  • CF30 Customer (20 Oct 2008 to 6 Jan 2009)
• Citigroup Global Markets Limited (no longer approved here)

  FRN 124384

  • CF21 Investment Adviser (13 Apr 2004 to 22 Mar 2007)
• J.P. Morgan Securities plc (no longer approved here)

  FRN 155240

  • CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2004)

No changes recorded yet.