Maximilian George Altbion Harper

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Artisan Partners UK LLP
FRN 518554
- [FCA CF] Client dealing (since 12 Feb 2026)
Morgan Stanley Investment Management Limited (no longer approved here)
FRN 121920
- [FCA CF] Client dealing (7 Mar 2020 to 11 Feb 2026)
- [FCA CF] Manager of certification employee (7 Mar 2020 to 11 Feb 2026)
- CF30 Customer (27 Jun 2017 to 8 Dec 2019)
Janus Henderson Investors International Limited (no longer approved here)
FRN 189998
- CF30 Customer (14 Oct 2016 to 29 May 2017)
Kepler Partners LLP (no longer approved here)
FRN 480590
- CF30 Customer (17 Sep 2015 to 15 Jul 2016)
Ascencia Investment Management Limited (no longer approved here)
FRN 409409
- CF30 Customer (5 May 2015 to 1 Jul 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.