Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Feb 2021)
  • Kepler Partners LLP (no longer approved here)

    FRN 480590

    • CF30 Customer (1 May 2019 to 14 Jun 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 May 2016)
    • CF30 Customer (4 Jan 2010 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 28 Dec 2009)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
    • CF27 Investment Management (30 Aug 2007 to 17 Sep 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 28 Dec 2009)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
    • CF27 Investment Management (30 Aug 2007 to 17 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.